| No. | Regulation | Compliance | Timeline |
|---|---|---|---|
| 1 | Regulation 7(5) | Notification of Share Transfer Agent appointment | Notify the RTA within 7 days of reaching an agreement |
| 2 | Regulation 28 (1) | In-principle approval from recognized stock exchange(s) | Prior to issuing securities |
| 3 | Regulation 29 (1) (b) to (f) and Regulation 29(2) | Advance notice of Board meeting for actions such as Buyback, Dividend, Raising of Funds, Voluntary Delisting, Bonus, etc. | Provide at least 2 working days' notice, excluding the intimation and meeting dates |
| 4 | Regulation 29 (1) (a) and Regulation 29(2) | Advance notice of Board meeting for Financial Results | Provide at least 5 working days' notice, excluding the intimation and meeting dates |
| 5 | Regulation 29(3) | Advance notice of Board Meeting for changes in the nature of securities, etc. | Provide at least 11 working days' notice |
| 6 | Regulation 30 (6) | Promptly disclose to the stock exchange(s) any events or information specified in Part A of Schedule III, and no later than 24 hours after the event or information occurs | N/A |
| 7 | Regulation 30 (6) | Disclose events specified in sub-para 4 of Para A of Part A of Schedule III within 30 minutes of the conclusion of the board meeting | N/A |
| 8 | Regulation 31(1)(a) | Notify one day before listing securities | N/A |
| 9 | Regulation 31(1)(c) | Within 10 days of any change in capital of +/- 2% | N/A |
| 10 | Regulation 37(2) | Obtain an observation letter or No-objection letter from the stock exchange(s) before filing the scheme with any court or tribunal | N/A |
| 11 | Regulation 39(3) | Loss of share certificates and issuance of duplicate certificates | Notify within 2 days of receiving information |
| 12 | Regulation 44(3) | Voting Results | Notify within 2 working days after the conclusion of the General Meeting |
| 13 | Regulation 45(3) | Change of name | Obtain prior approval from the Stock Exchange before filing an application with the Registrar of Companies |
| 14 | Regulation 46 | Website disclosure | Maintain a functional website that contains basic information about the entity as required for listed entities. |
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